FINRA Compliance and Data Protection
If your company supports one of the banking institutions or securities firms covered by FINRA (the Financial Industry Regulatory Authority), you already know that addressing its myriad of listed and implied rules can be quite perplexing. If your MSP business supports these institutions, FINRA has set a baseline of recommended procedures and prescribed methods that you need to understand so that you can incorporate them in the solutions you deliver.
Are Your Clients Adequately Covered?
Register to download the paper “FINRA Compliance and Data Protection” and read about:
- MSP Roles and Accountability
- FINRA Coverages
- What Records Financial Institutions Have to Maintain
- Which Records Financial Institutions Need to Preserve
- FINRA Compliance for MSPs with the Intronis ECHOplatformy
Intronis solution provides MSPs with a secure and trusted method to meet the backup and archiving technology requirements of a FINRA compliant solution. With Intronis and a little time and effort, you can build a formidable banking and financial services practice, and help your clients comply and exceed the industry standards set by FINRA.